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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

DOCK STREET CAPITAL MANAGEMENT LLC

CRD 157155

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182f7d98-f00a-6875-0dfc-2329a4edf314

Data as of Jan 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 0
Observed: Sep 22, 2012 to Jan 12, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-01-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $826Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 60
SEC number: 801-77192
CRD: 157155
Filings on the tape: 22
First filed: Sep 22, 2012
Latest filed: Jan 12, 2026
Organised: Limited Liability Company, DE
Website: dockstreetcap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID EDWARD CROWLE	n/a	WESTPORT, CT	13	17	n/a	yes
JEFFREY NEAL HOLTMAN	n/a	WESTPORT, CT	13	30	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CROWLE, DAVID, EDWARD	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	03/2009	Sep 22, 2012	Jan 11, 2024
HOLTMAN, JEFFREY, NEAL	MANAGING MEMBER	C	yes	03/2009	Sep 22, 2012	Jan 11, 2024
Crowle, Tina, Ann	Member	A	no	01/2023	Jan 11, 2024	Jan 11, 2024
Holtman, Gloria, Lin	Member	A	no	01/2023	Jan 11, 2024	Jan 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Milford	Ct	United States	1	no
Rye	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 12, 2026	$1.7B	$0	4	2	2	n/a	n/a
2024	Jan 27, 2025	$1.3B	$0	4	2	2	n/a	n/a
2023	Jan 11, 2024	$2.4B	$0	4	2	2	n/a	n/a
2022	Jan 13, 2023	$3.8B	$0	2	2	1	n/a	n/a
2021	Jan 6, 2022	$2.6B	$2.6B	3	3	1	n/a	n/a
2020	Jan 28, 2021	$2.9B	$721M	4	4	1	n/a	n/a
2019	Feb 3, 2020	$2.1B	$283M	4	4	1	n/a	n/a
2018	Mar 6, 2019	$2.3B	$300M	4	4	1	n/a	n/a
2017	Mar 26, 2018	$1.8B	$0	4	4	1	n/a	n/a
2016	Feb 27, 2017	$1.6B	$1.5B	4	4	n/a	n/a	n/a
2015	Feb 5, 2016	$1.7B	$1.6B	4	4	n/a	n/a	n/a
2014	Mar 6, 2015	$917M	$829M	4	4	n/a	n/a	n/a
2013	Mar 17, 2014	$331M	$331M	4	4	n/a	n/a	n/a
2012	Jan 30, 2013	$2.7B	$2.7B	4	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.3B	24.2%	$3.8B	-24.1%	4	4	2	2

Relationships

Registered with (2)

← JEFFREY NEAL HOLTMANAdvisorregistration: current employment
Oct 11, 2012 to presentfactForm ADV
← DAVID EDWARD CROWLEAdvisorregistration: current employment
Oct 8, 2012 to presentfactForm ADV

Controls (2)

← HOLTMAN, JEFFREY, NEALOwnerMANAGING MEMBER, ownership code C, individual
Sep 22, 2012 to Jan 11, 2024factForm ADV
← CROWLE, DAVID, EDWARDOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Sep 22, 2012 to Jan 11, 2024factForm ADV

Owns (2)

← Crowle, Tina, AnnOwnerMEMBER, ownership code A, individual
Jan 11, 2024 to Jan 11, 2024factForm ADV
← Holtman, Gloria, LinOwnerMEMBER, ownership code A, individual
Jan 11, 2024 to Jan 11, 2024factForm ADV

Dated events

Occurred
Jan 27, 2025
Regulatory AUM changed
Dock Street Capital Management Llc reported RAUM $1.3B, down 43% from $2.4B (2024-01-11 to 2025-01-27)
Form ADVobserved 5 days ago
$-1.0B
Occurred
Jan 11, 2024
Regulatory AUM changed
Dock Street Capital Management Llc reported RAUM $2.4B, down 38% from $3.8B (2023-01-13 to 2024-01-11)
Form ADVobserved 5 days ago
$-1.4B
Occurred
Jan 11, 2024
Control person left
Daniel John Frontero (Managing Member) no longer on Schedule A of Dock Street Capital Management Llc (listed 2023-01-13, absent 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Jan 13, 2023
Regulatory AUM changed
Dock Street Capital Management Llc reported RAUM $3.8B, up 43% from $2.6B (2022-01-06 to 2023-01-13)
Form ADVobserved 5 days ago
$1.1B
Occurred
Jan 6, 2022
Control person left
Gerard Patrick Kelly (Managing Member/Chief Compliance Officer) no longer on Schedule A of Dock Street Capital Management Llc (listed 2021-01-28, absent 2022-01-06)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2021
Regulatory AUM changed
Dock Street Capital Management Llc reported RAUM $2.9B, up 39% from $2.1B (2020-02-03 to 2021-01-28)
Form ADVobserved 5 days ago
$805M
Occurred
Sep 22, 2012
First Form ADV filing
Dock Street Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182f7d98-f00a-6875-0dfc-2329a4edf314
First observed: Sep 22, 2012
Last observed: Jan 12, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DOCK STREET CAPITAL MANAGEMENT LLC

CRD 157155

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182f7d98-f00a-6875-0dfc-2329a4edf314

Data as of Jan 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID EDWARD CROWLE

n/a

WESTPORT, CT

n/a

yes

JEFFREY NEAL HOLTMAN

n/a

WESTPORT, CT

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CROWLE, DAVID, EDWARD

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

03/2009

Sep 22, 2012

Jan 11, 2024

HOLTMAN, JEFFREY, NEAL

MANAGING MEMBER

yes

03/2009

Sep 22, 2012

Jan 11, 2024

Crowle, Tina, Ann

Member

01/2023

Jan 11, 2024

Holtman, Gloria, Lin

Member

01/2023

Jan 11, 2024

City

State

Country

Employees

Also broker-dealer

Milford

United States

Rye

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 12, 2026

$1.7B

n/a

2024

Jan 27, 2025

$1.3B

n/a

2023

Jan 11, 2024

$2.4B

n/a

2022

Jan 13, 2023

$3.8B

n/a

2021

Jan 6, 2022

$2.6B

n/a

2020

Jan 28, 2021

$2.9B

$721M

n/a

2019

Feb 3, 2020

$2.1B

$283M

n/a

2018

Mar 6, 2019

$2.3B

$300M

n/a

2017

Mar 26, 2018

$1.8B

n/a

2016

Feb 27, 2017

$1.6B

$1.5B

n/a

2015

Feb 5, 2016

$1.7B

$1.6B

n/a

2014

Mar 6, 2015

$917M

$829M

n/a

2013

Mar 17, 2014

$331M

n/a

2012

Jan 30, 2013

$2.7B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.7B

$1.3B

24.2%

$3.8B

-24.1%