DFX Intelligence

M•••••• T•• A•• F•••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M•••••• T•• A•• F•••••••• P••••••• L••

CRD 310261

STATESVILLE, NC

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Search this name across graphsid dfx:ria:182fedf7-2ad3-e15a-41bc-17223b85d1e0

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2026 to Sep 3, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $32.0M••• Locked
Discretionary RAUM: $32.0M
Private client RAUM: $32.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• T••••• M••••••	n/a	STATESVILLE, NC	5	27	8	no
D••••• M••••• M••••••	n/a	STATESVILLE, NC	3	26

Relationships

Registered with (3)

← D••••• M••••• M••••••Advisorregistration: current employment
Jun 5, 2023 to presentfactForm ADV
← M••• T••••• M••••••Advisorregistration: current employment
Oct 9, 2020 to presentfactForm ADV
← M••••••• D••• S••••••Advisorregistration: previous registration
Sep 1, 2023 to Jan 12, 2024factForm ADV

Dated events

Occurred
Jan 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182fedf7-2ad3-e15a-41bc-17223b85d1e0
First observed: Sep 3, 2026
Last observed: Sep 3, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.