DFX Intelligence

W•••••• K••• Z••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

W•••••• K••• Z••••••

Advisor at C•••••• W••••• M••••••••• L•

HOUSTON, TX

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Search this name across graphsid dfx:ria:18349ca5-feba-c6ad-0b92-fa27ce7ab54f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L•
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 18, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L•	State registered	Sep 16, 2004	n/a	yes	HOUSTON, TX	Current employment
R•••• M••••••• P•••••• W••••• M••••••••• L•••••	Former SEC adviser	Feb 4, 2004	Nov 28, 2005	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• M••••••• P•••••• W••••• M••••••••• L•••••	C•••••• W••••• M••••••••• L•	Nov 28, 2005	Sep 16, 2004	-438	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Sep 16, 2004 to presentfactForm ADV
→ R•••• M••••••• P•••••• W••••• M••••••••• L•••••Registered adviserregistration: previous registration
Feb 4, 2004 to Nov 28, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18349ca5-feba-c6ad-0b92-fa27ce7ab54f
First observed: Feb 4, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.