DFX Intelligence

K•••• R••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

K•••• R••••• K•••

Advisor at J•••••• A••••••• G••••• L••

Covington, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18356633-130a-bf76-1c0b-97d64919def8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• A••••••• G••••• L••	I•••••••••_WEALTH	Aug 14, 2024	n/a	yes	Covington, KY	Current employment
C•••••• I•••••• G••••	Former SEC adviser	Dec 12, 2018	Sep 13, 2021	no	COVINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I•••••• G••••	J•••••• A••••••• G••••• L••	Sep 13, 2021	Aug 14, 2024	1,066	Firm change after gap	RIA to RIA
C•••••• I•••••• G••••	J•••••• A••••••• G••••• L••	Sep 17, 2018	Jun 25, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
168868:171919:KY:2021-08-31	Sep 13, 2021	Aug 14, 2024	COVINGTON, KY	Firm change after gap

Relationships

Registered with (5)

→ J•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Jun 25, 2018 to Sep 17, 2018factForm ADV
→ C•••••• I•••••• G••••Registered adviserregistration: previous registration
Dec 12, 2018 to Sep 13, 2021factForm ADV
→ O•• O•••••••• T••••••••• I••••••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Jun 30, 2016 to May 15, 2018factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18356633-130a-bf76-1c0b-97d64919def8
First observed: Oct 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.