DFX Intelligence

K••• J• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

K••• J• B••••••••

Advisor at P••••••••• S••••••••• C•••••••••

Carpinteria, CA | Waukesha, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1839dea5-6c31-fce2-ab5d-445a7d4cc673

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Nov 7, 2022	n/a	yes	Waukesha, WI\|Carpinteria, CA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 18, 2020	Nov 10, 2022	no	WAUKESHA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	P••••••••• S••••••••• C•••••••••	Nov 10, 2022	Nov 7, 2022	-3	Firm change	Ibd to RIA
S•• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Sep 18, 2020	Sep 18, 2020

Relationships

Registered with (5)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Nov 7, 2022 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2020 to Nov 10, 2022factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Aug 2, 2013 to Sep 18, 2020factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Nov 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1839dea5-6c31-fce2-ab5d-445a7d4cc673
First observed: Feb 28, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.