This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

5

Exams

S65|S63

First exam

Oct 7, 2020

First registration

Oct 27, 2020

Dual registered

yes, broker-dealer

IAPD individual key

7308422

• Occurred

  Oct 26, 2023
  Advisor changed firm

  Avery Attridge Melville left Stifel, Nicolaus & Company, Incorporated for Ubs Financial Services Inc. (registered 2023-10-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1848cf8e-b7af-10d9-4b9c-c4470fabb076

First observed

Oct 27, 2020

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.