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Advisor at ALLWORTH FINANCIAL, L.P.
Campbell, CA | FOLSOM, CA | Half Moon Bay, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Dec 7, 2023 | n/a | yes | FOLSOM, CA|Half Moon Bay, CA|Campbell, CA | Current employment |
| SILICON VALLEY WEALTH ADVISORS, LLC | Former SEC adviser | Nov 12, 2019 | Jan 2, 2024 | no | SAN JOSE, CA | Previous registration |
| PONDER FINANCIAL GROUP | Former SEC adviser | Jul 20, 1990 | Aug 5, 2023 | no | HALF MOON BAY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SILICON VALLEY WEALTH ADVISORS, LLC | ALLWORTH FINANCIAL, L.P. | Jan 2, 2024 | Dec 7, 2023 | -26 | Firm change | RIA to ibd |
| PONDER FINANCIAL GROUP | SILICON VALLEY WEALTH ADVISORS, LLC | Aug 5, 2023 | Nov 12, 2019 | -1,362 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106017:111167:CA:2024-01-02 | Jan 2, 2024 | Dec 7, 2023 | SAN JOSE, CA | Firm change |