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Advisor at SMITH MOORE & CO.
CLAYTON, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMITH MOORE & CO. | Bd affiliated wealth | Jun 25, 2019 | n/a | yes | CLAYTON, MO|CLAYTON, MO|CLAYTON, MO | Current employment |
| SSN ADVISORY, INC. | Former SEC adviser | Oct 7, 2017 | Apr 8, 2019 | no | CHESTERFIELD, MO | Previous registration |
| LARSON FINANCIAL GROUP, LLC | Bd affiliated wealth | Dec 17, 2009 | Sep 19, 2017 | no | SAINT LOUIS, MO|SAINT LOUIS, MO | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Oct 7, 2009 | Aug 2, 2010 | no | ST. LOUIS, MO | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Feb 12, 2009 | Sep 4, 2009 | no | CHESTERFIELD, MO | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Apr 6, 2005 | Jan 28, 2009 | no | ST LOUIS, MO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SSN ADVISORY, INC. | SMITH MOORE & CO. | Apr 8, 2019 | Jun 25, 2019 | 78 | Firm change | Ibd to RIA |
| LARSON FINANCIAL GROUP, LLC | SSN ADVISORY, INC. | Sep 19, 2017 | Oct 7, 2017 | 18 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | LARSON FINANCIAL GROUP, LLC | Aug 2, 2010 | Dec 17, 2009 | -228 | Firm change after gap | Other |
| SSN ADVISORY, INC. | CETERA ADVISOR NETWORKS LLC | Sep 4, 2009 | Oct 7, 2009 | 33 | Firm change | Other |
| WALNUT STREET SECURITIES, INC. | SSN ADVISORY, INC. | Jan 28, 2009 | Feb 12, 2009 | 15 | Firm change | Other |