DFX Intelligence

N••• P••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• P••••• S••••••

Advisor at N•• D•• W••••• M••••••••• L••

Sugarland, TX | RUSSELLVILLE, AR

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Search this name across graphsid dfx:ria:185af0a1-4350-a930-cd57-f9ba73c0fc5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 24, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• D•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• D•• W••••• M••••••••• L••	Independent wealth	Dec 5, 2024	n/a	yes	Sugarland, TX\|RUSSELLVILLE, AR	Current employment
S••••• C•••••• M••••••••• L••	Independent wealth	Jul 18, 2024	Nov 27, 2024	no	Sugar Land, TX\|SAINT LOUIS, MO\|Plano, TX\|SUGAR LAND, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• C•••••• M••••••••• L••	N•• D•• W••••• M••••••••• L••	Nov 27, 2024	Dec 5, 2024	8	Firm change	Other
M•• I•••••••• S•••••••• L••	S••••• C•••••• M••••••••• L••	Jul 22, 2024	Jul 18, 2024

Relationships

Registered with (4)

→ N•• D•• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2024 to Nov 27, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jul 22, 2024factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Nov 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:185af0a1-4350-a930-cd57-f9ba73c0fc5d
First observed: Nov 24, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.