DFX Intelligence

A••••••• I••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A••••••• I••••••••• A••••••• L••

CRD 159210

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:185b0ac7-2462-99d6-1603-a90124c43532

Data as of Mar 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Nov 16, 2011 to Mar 24, 2015
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

A••••••• I••••••••• A••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.8M••• Locked
Discretionary RAUM: $2.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• R••••••••• F••• I• L•	Real Estate Fund	$2.8M	Mar 24, 2015	3	Nov 16, 2011	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• S••••• H•••••••	Member	D	yes	03/2008	Nov 16, 2011	Mar 24, 2015
H••••••• V••••••• J••	MEMBER & VP	C	yes	03/2008	Nov 16, 2011	Mar 24, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• R••••••••• F••• G• I• L••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 24, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$2.8M	$213M	-98.7%	$307M	-79.1%	6	6	n/a	n/a

Relationships

Advises (1)

→ A••••••• R••••••••• F••• I• L•Private fundReal Estate Fund, IA
Nov 16, 2011 to presentfactForm ADV

Controls (5)

← W•••• B••••• C•••••••••OwnerSOLE MEMBER, ownership code E, individual
Nov 16, 2011 to presentfactForm ADV
← R•••••• J•••• T•••••••OwnerMEMBER & VP, ownership code C, individual
Nov 16, 2011 to presentfactForm ADV
← H••••••• V••••••• J••OwnerMEMBER & VP, ownership code C, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:185b0ac7-2462-99d6-1603-a90124c43532
First observed: Nov 16, 2011
Last observed: Mar 24, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.