K••••• B•••••••

Advisor at N••••••••• W••••• P•••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:185d48e6-6f1a-ba57-bc9c-5554f5ea741d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• W••••• P•••••••• L••	Independent wealth	Aug 19, 2026	n/a	yes	NEW YORK, NY	Current employment
L••••• A•••• M••••••••• L••	Other adviser	Mar 8, 2023	Mar 18, 2026	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••• M••••••••• L••	N••••••••• W••••• P•••••••• L••	Mar 18, 2026	Aug 19, 2026	154	Firm change	Other
R••••••••• C•••••• M•••••••••	L••••• A•••• M••••••••• L••	Aug 9, 2021	Mar 8, 2023

Relationships

Registered with (3)

→ N••••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ L••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2023 to Mar 18, 2026factForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Apr 16, 2021 to Aug 9, 2021factForm ADV

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:185d48e6-6f1a-ba57-bc9c-5554f5ea741d
First observed: Apr 16, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.