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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PENSION PARAMETERS FINANCIAL SERVICES, INC.

CRD 110405

ABERDEEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18679bcf-8eb7-d5ee-1475-6186f262bd86

Data as of May 8, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 26, 2012 to May 8, 2020
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Pension Parameters Financial Services, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $77.3MItem 5.F on the latest filing (2020-05-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $2.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $77.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 47
Individual clients: 7
SEC number: 801-40100
CRD: 110405
Filings on the tape: 13
First filed: Mar 26, 2012
Latest filed: May 8, 2020
Organised: Corporation, New Jersey

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN FRANCIS MCCORMACK	n/a	ABERDEEN, NJ	0	34	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MANTAS, MARJORIE	CHIEF INVESTMENT OFFICER	Na	yes	01/2006	Mar 26, 2012	May 8, 2020
MCCORMACK, KEVIN, FRANCIS	President	E	yes	09/2006	Mar 26, 2012	May 8, 2020
DANA-BASHIAN, PAULINE	CHIEF COMPLIANCE OFFICER	Na	no	01/2004	Mar 26, 2012	May 8, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	May 8, 2020	$77.3M	$0	6	2	1	n/a	n/a
2018	Mar 27, 2019	$62.6M	$0	6	2	1	n/a	n/a
2017	Mar 29, 2018	$66.9M	$0	6	2	1	n/a	n/a
2016	Mar 30, 2017	$58.7M	$0	6	2	n/a	n/a	n/a
2015	Mar 24, 2016	$55.4M	$0	6	2	n/a	n/a	n/a
2014	Mar 25, 2015	$58.0M	$0	6	2	n/a	n/a	n/a
2013	Mar 27, 2014	$58.3M	$0	7	2	n/a	n/a	n/a
2012	Mar 20, 2013	$56.8M	$0	7	2	n/a	n/a	n/a
2011	Mar 26, 2012	$50.9M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$77.3M	$62.6M	23.6%	$58.7M	9.6%	6	6	1	1

Relationships

Registered with (1)

← KEVIN FRANCIS MCCORMACKAdvisorregistration: previous registration
Jul 27, 2006 to Dec 31, 2019factForm ADV

Controls (2)

← MCCORMACK, KEVIN, FRANCISOwnerPRESIDENT, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV
← MANTAS, MARJORIEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV

Owns (1)

← DANA-BASHIAN, PAULINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18679bcf-8eb7-d5ee-1475-6186f262bd86
First observed: Mar 26, 2012
Last observed: May 8, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENSION PARAMETERS FINANCIAL SERVICES, INC.

CRD 110405

ABERDEEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18679bcf-8eb7-d5ee-1475-6186f262bd86

Data as of May 8, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN FRANCIS MCCORMACK

n/a

ABERDEEN, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MANTAS, MARJORIE

CHIEF INVESTMENT OFFICER

yes

01/2006

Mar 26, 2012

May 8, 2020

MCCORMACK, KEVIN, FRANCIS

President

yes

09/2006

Mar 26, 2012

May 8, 2020

DANA-BASHIAN, PAULINE

CHIEF COMPLIANCE OFFICER

01/2004

Mar 26, 2012

May 8, 2020

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

May 8, 2020

$77.3M

n/a

2018

Mar 27, 2019

$62.6M

n/a

2017

Mar 29, 2018

$66.9M

n/a

2016

Mar 30, 2017

$58.7M

n/a

2015

Mar 24, 2016

$55.4M

n/a

2014

Mar 25, 2015

$58.0M

n/a

2013

Mar 27, 2014

$58.3M

n/a

2012

Mar 20, 2013

$56.8M

n/a

2011

Mar 26, 2012

$50.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$77.3M

$62.6M

23.6%

$58.7M

9.6%