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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DHJJ FINANCIAL ADVISORS

DHJJ FINANCIAL ADVISORS, LTD., CRD 107034

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18769259-d364-69cf-fff8-a4733068aeca

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 12
On other graphs: 0
Observed: Mar 14, 2012 to Jul 13, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $623MItem 5.F on the latest filing (2026-07-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $598M
Private client RAUM: $586MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $89.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 8
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 1,413
Individual clients: 183
High net worth clients: 216
Custody, client assets: $589M
SEC number: 801-42639
CIK: 1844716
CRD: 107034
Filings on the tape: 46
First filed: Mar 14, 2012
Latest filed: Jul 13, 2026
Organised: Corporation, IL
Website: dhjjfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL ANTHONY MINTA	Certified Financial Planner	NAPERVILLE, IL	28	30	n/a	no
TERRENCE JOHN CICERO	Certified Financial Planner	NAPERVILLE, IL \| St. Charles, IL	19	19	n/a	no
CAMILLA CATHERINE CORSO	Certified Financial Planner	Bartlett, IL \| St. Charles, IL \| NAPERVILLE, IL	14	15	n/a	no
KATHERINE THERESA BYRNE	Certified Financial Planner	NAPERVILLE, IL \| Geneva, IL \| St. Charles, IL	10	11	n/a	no
SUZANNE MARIE LOCKWOODFISHER	n/a	ST. CHARLES, IL \| NAPERVILLE, IL	5	34	n/a	no
Dana Michael Anderson	Certified Financial Planner	NAPERVILLE, IL \| Naperville, IL	1	11	n/a	no
Katelyn Wright	Certified Financial Planner	NAPERVILLE, IL \| Saint Charles, IL	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROOKS, EDWIN, JAMES	VICE PRESIDENT	B	yes	09/1997	Mar 14, 2012	Feb 22, 2024
BYRNE, KATHERINE, THERESA	VICE PRESIDENT	B	yes	07/2022	Mar 15, 2023	Feb 22, 2024
CICERO, TERRENCE, JOHN	VICE PRESIDENT	B	yes	07/2012	Jul 31, 2012	Feb 22, 2024
CORSO, CAMILLA, CATHERINE	CHIEF COMPLIANCE OFFICER	B	yes	06/2023	Aug 11, 2015	Feb 22, 2024
KOLZOW, PATRICK, W.	CHIEF FINANCIAL OFFICER	B	yes	07/2021	Jul 24, 2013	Feb 22, 2024
MAQUET, REBECCA	President	B	yes	07/2021	Mar 14, 2012	Feb 22, 2024
MINTA, PAUL, ANTHONY	Treasurer	B	yes	07/2005	Mar 14, 2012	Feb 22, 2024
MULLIGAN, KEVIN, PATRICK	VICE PRESIDENT	B	yes	07/2018	Mar 18, 2019	Feb 22, 2024
OCHENKOWSKI, RICHARD, EDMUND	VICE PRESIDENT	B	yes	07/2021	Jan 31, 2022	Feb 22, 2024
SHAW, COLIN, PATRICK	VICE PRESIDENT	B	yes	07/2020	Mar 30, 2021	Feb 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DIGIOVINE HNILO JORDAN + JOHNSON LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. CHARLES	IL	United States	4	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$623M	$598M	11	8	8	n/a	n/a
2024	Feb 16, 2025	$544M	$521M	10	8	3	n/a	n/a
2023	Feb 21, 2024	$464M	$450M	10	8	3	n/a	n/a
2022	Mar 15, 2023	$402M	$389M	12	11	1	n/a	n/a
2021	Jan 31, 2022	$471M	$458M	11	10	1	n/a	n/a
2020	Mar 30, 2021	$396M	$386M	10	9	1	n/a	n/a
2019	Mar 20, 2020	$364M	$355M	11	9	1	n/a	n/a
2018	Mar 18, 2019	$282M	$275M	7	7	1	n/a	n/a
2017	Mar 22, 2018	$265M	$262M	7	7	1	n/a	n/a
2016	Mar 20, 2017	$221M	$217M	5	5	n/a	n/a	n/a
2015	Mar 18, 2016	$201M	$198M	6	4	n/a	n/a	n/a
2014	Mar 26, 2015	$185M	$178M	5	4	n/a	n/a	n/a
2013	Mar 21, 2014	$164M	$164M	4	4	n/a	n/a	n/a
2012	Mar 14, 2013	$128M	$128M	4	4	n/a	n/a	n/a
2011	Mar 14, 2012	$109M	$109M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$623M	$544M	14.7%	$402M	15.7%	11	10	8	3

Relationships

Registered with (9)

← Katelyn WrightAdvisorregistration: current employment
Aug 22, 2025 to presentfactForm ADV
← Dana Michael AndersonAdvisorregistration: current employment
Jul 11, 2025 to presentfactForm ADV
← SUZANNE MARIE LOCKWOODFISHERAdvisorregistration: current employment
Jul 15, 2021 to presentfactForm ADV
← KATHERINE THERESA BYRNEAdvisorregistration: current employment
Jan 22, 2016 to presentfactForm ADV
← CAMILLA CATHERINE CORSOAdvisorregistration: current employment
Nov 11, 2011 to presentfactForm ADV
← TERRENCE JOHN CICEROAdvisorregistration: current employment
Jul 19, 2007 to presentfactForm ADV
← PAUL ANTHONY MINTAAdvisorregistration: current employment
Nov 16, 1997 to presentfactForm ADV
← Jordan Timothy JohnsonAdvisorregistration: previous registration
Jun 21, 2017 to Sep 26, 2022factForm ADV
← NICHOLAS JORDAN DE JONGAdvisorregistration: previous registration
Nov 5, 2014 to Jul 23, 2015factForm ADV

Controls (10)

← MINTA, PAUL, ANTHONYOwnerTREASURER, ownership code B, individual
Mar 14, 2012 to Feb 22, 2024factForm ADV
← BROOKS, EDWIN, JAMESOwnerVICE PRESIDENT, ownership code B, individual
Mar 14, 2012 to Feb 22, 2024factForm ADV
← OCHENKOWSKI, RICHARD, EDMUNDOwnerVICE PRESIDENT, ownership code B, individual
Jan 31, 2022 to Feb 22, 2024factForm ADV
← CICERO, TERRENCE, JOHNOwnerVICE PRESIDENT, ownership code B, individual
Jul 31, 2012 to Feb 22, 2024factForm ADV
← MAQUET, REBECCAOwnerPRESIDENT, ownership code B, individual
Mar 14, 2012 to Feb 22, 2024factForm ADV
← CORSO, CAMILLA, CATHERINEOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Aug 11, 2015 to Feb 22, 2024factForm ADV
← KOLZOW, PATRICK, W.OwnerCHIEF FINANCIAL OFFICER, ownership code B, individual
Jul 24, 2013 to Feb 22, 2024factForm ADV
← BYRNE, KATHERINE, THERESAOwnerVICE PRESIDENT, ownership code B, individual
Mar 15, 2023 to Feb 22, 2024factForm ADV
← MULLIGAN, KEVIN, PATRICKOwnerVICE PRESIDENT, ownership code B, individual
Mar 18, 2019 to Feb 22, 2024factForm ADV
← SHAW, COLIN, PATRICKOwnerVICE PRESIDENT, ownership code B, individual
Mar 30, 2021 to Feb 22, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 5, 2023
Control person left
Nmn Samantha Bonamassa (Chief Compliance Officer) no longer on Schedule A of Dhjj Financial Advisors (listed 2023-03-15, absent 2023-07-05)
Form ADVobserved 6 days ago
Occurred
Mar 15, 2023
Control person joined
Theresa Katherine Byrne (Vice President) appeared on Schedule A of Dhjj Financial Advisors
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
Advisor changed firm
Jordan Timothy Johnson left Dhjj Financial Advisors for Pinelight Financial Pllc (registered 2023-01-03)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2022
Control person joined
Edmund Richard Ochenkowski (Vice President) appeared on Schedule A of Dhjj Financial Advisors
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person joined
Patrick Colin Shaw (Vice President) appeared on Schedule A of Dhjj Financial Advisors
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
James Kenneth Overholt (Secretary) no longer on Schedule A of Dhjj Financial Advisors (listed 2020-12-23, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Joseph Thomas Jordan (Executive Vice President) no longer on Schedule A of Dhjj Financial Advisors (listed 2020-12-23, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2020
Control person joined
Nmn Samantha Bonamassa (Chief Compliance Officer) appeared on Schedule A of Dhjj Financial Advisors
Form ADVobserved 6 days ago
Occurred
Mar 18, 2019
Control person left
Owen Timothy Johnson (Vice President) no longer on Schedule A of Dhjj Financial Advisors (listed 2019-01-09, absent 2019-03-18)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2019
Control person left
Anne Mary Powers (Vice President) no longer on Schedule A of Dhjj Financial Advisors (listed 2019-01-09, absent 2019-03-18)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2019
Control person joined
Patrick Kevin Mulligan (Vice President) appeared on Schedule A of Dhjj Financial Advisors
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 23, 2026
Dhjj Financial Advisors reported 8 offices beyond its principal office, up from 3 (2025-11-11 to 2026-03-23)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18769259-d364-69cf-fff8-a4733068aeca
First observed: Mar 14, 2012
Last observed: Jul 13, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DHJJ FINANCIAL ADVISORS

DHJJ FINANCIAL ADVISORS, LTD., CRD 107034

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18769259-d364-69cf-fff8-a4733068aeca

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL ANTHONY MINTA

Certified Financial Planner

NAPERVILLE, IL

n/a

TERRENCE JOHN CICERO

Certified Financial Planner

NAPERVILLE, IL | St. Charles, IL

n/a

CAMILLA CATHERINE CORSO

Certified Financial Planner

Bartlett, IL | St. Charles, IL | NAPERVILLE, IL

n/a

KATHERINE THERESA BYRNE

Certified Financial Planner

NAPERVILLE, IL | Geneva, IL | St. Charles, IL

n/a

SUZANNE MARIE LOCKWOODFISHER

n/a

ST. CHARLES, IL | NAPERVILLE, IL

n/a

Dana Michael Anderson

Certified Financial Planner

NAPERVILLE, IL | Naperville, IL

n/a

Katelyn Wright

Certified Financial Planner

NAPERVILLE, IL | Saint Charles, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROOKS, EDWIN, JAMES

VICE PRESIDENT

yes

09/1997

Mar 14, 2012

Feb 22, 2024

BYRNE, KATHERINE, THERESA

VICE PRESIDENT

yes

07/2022

Mar 15, 2023

Feb 22, 2024

CICERO, TERRENCE, JOHN

VICE PRESIDENT

yes

07/2012

Jul 31, 2012

Feb 22, 2024

CORSO, CAMILLA, CATHERINE

CHIEF COMPLIANCE OFFICER

yes

06/2023

Aug 11, 2015

Feb 22, 2024

KOLZOW, PATRICK, W.

CHIEF FINANCIAL OFFICER

yes

07/2021

Jul 24, 2013

Feb 22, 2024

MAQUET, REBECCA

President

yes

07/2021

Mar 14, 2012

Feb 22, 2024

MINTA, PAUL, ANTHONY

Treasurer

yes

07/2005

Mar 14, 2012

Feb 22, 2024

MULLIGAN, KEVIN, PATRICK

VICE PRESIDENT

yes

07/2018

Mar 18, 2019

Feb 22, 2024

OCHENKOWSKI, RICHARD, EDMUND

VICE PRESIDENT

yes

07/2021

Jan 31, 2022

Feb 22, 2024

SHAW, COLIN, PATRICK

VICE PRESIDENT

yes

07/2020

Mar 30, 2021

Feb 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DIGIOVINE HNILO JORDAN + JOHNSON LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ST. CHARLES

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$623M

$598M

n/a

2024

Feb 16, 2025

$544M

$521M

n/a

2023

Feb 21, 2024

$464M

$450M

n/a

2022

Mar 15, 2023

$402M

$389M

n/a

2021

Jan 31, 2022

$471M

$458M

n/a

2020

Mar 30, 2021

$396M

$386M

n/a

2019

Mar 20, 2020

$364M

$355M

n/a

2018

Mar 18, 2019

$282M

$275M

n/a

2017

Mar 22, 2018

$265M

$262M

n/a

2016

Mar 20, 2017

$221M

$217M

n/a

2015

Mar 18, 2016

$201M

$198M

n/a

2014

Mar 26, 2015

$185M

$178M

n/a

2013

Mar 21, 2014

$164M

n/a

2012

Mar 14, 2013

$128M

n/a

2011

Mar 14, 2012

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$623M

$544M

14.7%

$402M

15.7%