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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

David Morris

Advisor at J.P. MORGAN SECURITIES LLC

OJAI, CA | VENTURA, CA

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Search this name across graphsid dfx:ria:1885b575-ffc2-e107-c50e-586d4dd7a94b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 2, 2006
First registration: Feb 22, 2006
Dual registered: yes, broker-dealer
Other names: DAVID LEE MORRIS
IAPD individual key: 1098464

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 25, 2017	n/a	yes	VENTURA, CA\|OJAI, CA	Current employment
NASHVILLE FINANCIAL SERVICES PLLC	n/a	Sep 15, 2016	Nov 8, 2016	no	NASHVILLE, TN	Previous registration
AVONDALE PARTNERS, LLC	Former SEC adviser	Aug 17, 2010	Aug 17, 2016	no	NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN	Previous registration
CHURCH STREET ADVISORS LLC	n/a	Sep 24, 2009	Dec 23, 2010	no	FRANKLIN, TN	Previous registration
CHURCH STREET ADVISORS LLC	n/a	Feb 22, 2006	May 21, 2008	no	FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NASHVILLE FINANCIAL SERVICES PLLC	J.P. MORGAN SECURITIES LLC	Nov 8, 2016	Jan 25, 2017	78	Firm change	Other
AVONDALE PARTNERS, LLC	NASHVILLE FINANCIAL SERVICES PLLC	Aug 17, 2016	Sep 15, 2016	29	Firm change	Other
CHURCH STREET ADVISORS LLC	AVONDALE PARTNERS, LLC	Dec 23, 2010	Aug 17, 2010	-128	Firm change after gap	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 25, 2017 to presentfactForm ADV
→ NASHVILLE FINANCIAL SERVICES PLLCRegistered adviserregistration: previous registration
Sep 15, 2016 to Nov 8, 2016factForm ADV
→ AVONDALE PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 17, 2010 to Aug 17, 2016factForm ADV
→ CHURCH STREET ADVISORS LLCRegistered adviserregistration: previous registration
Sep 24, 2009 to Dec 23, 2010factForm ADV

Dated events

No dated event names this entity yet.