DFX Intelligence

M••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••••••••• P•••••••• L••

CRD 158642

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:188a0d42-2a55-d8c9-daf9-305c0f26c740

Data as of Aug 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 1
Observed: May 12, 2014 to Aug 26, 2014
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

M••••••••• P•••••••• L••

Real estate fund manager · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $103M••• Locked
Discretionary RAUM: $81.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••••• 2••• F•••• L•••	Real Estate Fund	$28.6M	Mar 28, 2018	82	Mar 9, 2016	reported	021-245205
G•••••••• F•••••• C••••••••• L••	Real Estate Fund	$9.7M	Mar 28, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• R••••••• E•	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/OWNER	B	yes	09/2011	May 12, 2014	Aug 26, 2014
G•••••• T•••••• S•••••••••	BOARD MANAGER	Na	yes	05/2010	May 12, 2014	Aug 26, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••••• A•••• M••••••••• C•••••••••	n/a	Former SEC adviser	$3.2B	N	yes	n/a
E•••• C••••••••• R•••••• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (3)

→ M••••••••• P••••••• F••• I• L••Private fundReal Estate Fund, ERA
May 12, 2014 to presentfactForm ADV
→ G•••••••• F•••••• C••••••••• L••Private fundReal Estate Fund, ERA
Mar 15, 2017 to presentfactForm ADV
→ M••••••••• 2••• F•••• L•••Private fundReal Estate Fund, ERA
Mar 9, 2016 to presentfactForm ADV

Affiliated with (2)

Dated events

Occurred
Feb 9, 2015
Ria registration change
••• Locked
Form ADVobserved today
Occurred
May 12, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:188a0d42-2a55-d8c9-daf9-305c0f26c740
First observed: May 12, 2014
Last observed: Aug 26, 2014 147 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.