This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$75.9MItem 5.F on the latest filing (2021-12-10); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$70.5M

Private client RAUM

$17.6MderivedItem 5.D individuals plus high net worth individuals

Private client share

23%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$75.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

39

Individual clients

4

High net worth clients

36

Private funds

1Schedule D 7.B(1)

Private fund GAV

$99.0Mgross asset value as reported per fund; never fund size

SEC number

801-35040

CRD

107421

Filings on the tape

17

First filed

Apr 3, 2012

Latest filed

Dec 10, 2021

Organised

Other (specify), Georgia

• Occurred

  Apr 3, 2012
  Succession filed (Item 4)

  Piedmont Investment Advisory Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:189395ce-d4d5-db17-b265-3c5d213e2d71

First observed

Apr 3, 2012

Last observed

Dec 10, 2021 58 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.