DFX Intelligence

E••• V•••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

E••• V•••••• Y••••

Advisor at H•••••••• A•••••••• L••

Westport, CT | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Mar 18, 2022	n/a	yes	Westport, CT\|CHICAGO, IL	Current employment
E••••••• W•••••	Independent wealth	Mar 15, 2021	Mar 14, 2022	no	BETHEL, CT\|HACKENSACK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• W•••••	H•••••••• A•••••••• L••	Mar 14, 2022	Mar 18, 2022	4	Firm change	RIA to ibd
R•• C•••••• M••••••••• L••	E••••••• W•••••	Mar 3, 2021	Mar 15, 2021

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 18, 2022 to presentfactForm ADV
→ E••••••• W•••••Registered adviserregistration: previous registration
Mar 15, 2021 to Mar 14, 2022factForm ADV
→ R•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2012 to Mar 3, 2021factForm ADV

Dated events

Order

Occurred
14 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 30, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.