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RIA / WealthAdvisor22 years in industry

JAMES MCLAUGHLIN KNALL

Advisor at SAPIENT CAPITAL LLC

INDIANAPOLIS, IN | Miami Beach, FL

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Search this name across graphsid dfx:ria:189d8550-97aa-3143-5134-ea56eaa5d6ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAPIENT CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 25, 2004
First registration: Mar 1, 2004
Dual registered: no
IAPD individual key: 4581956

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAPIENT CAPITAL LLC	Independent wealth	Feb 21, 2023	n/a	yes	Miami Beach, FL\|INDIANAPOLIS, IN	Current employment
KNALL/COHEN INVESTMENTS, LLC	n/a	Dec 21, 2007	Dec 23, 2008	no	INDIANAPOLIS, IN	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 5, 2005	Mar 17, 2023	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|Coral Gables, FL\|Miami Beach, FL	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Mar 1, 2004	Apr 18, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	KNALL/COHEN INVESTMENTS, LLC	Mar 17, 2023	Dec 21, 2007	-5,565	Firm change after gap	Other
KNALL/COHEN INVESTMENTS, LLC	SAPIENT CAPITAL LLC	Dec 23, 2008	Feb 21, 2023	5,173	Firm change after gap	Other
KEYBANC CAPITAL MARKETS INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 18, 2005	Apr 5, 2005	-13	Firm change	Other

Relationships

Registered with (4)

→ SAPIENT CAPITAL LLCRegistered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Apr 5, 2005 to Mar 17, 2023factForm ADV
→ KNALL/COHEN INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 21, 2007 to Dec 23, 2008factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Mar 1, 2004 to Apr 18, 2005factForm ADV

Dated events

Occurred
Mar 17, 2023
Advisor changed firm
James Mclaughlin Knall left Stifel, Nicolaus & Company, Incorporated for Knall/Cohen Investments, Llc (registered 2007-12-21)
Form ADVobserved 5 days ago