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Advisor at AFS INVESTMENTS
Sacramento, CA | TURLOCK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AFS INVESTMENTS | State registered | Dec 1, 2021 | n/a | yes | Sacramento, CA|TURLOCK, CA | Current employment |
| WADDELL & REED | Former SEC adviser | Dec 16, 2013 | Oct 18, 2017 | no | SACRAMENTO, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 20, 2012 | Dec 20, 2013 | no | SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | AFS INVESTMENTS | Oct 18, 2017 | Dec 1, 2021 | 1,505 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | WADDELL & REED | Dec 20, 2013 | Dec 16, 2013 | -4 | Firm change | Other |