This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Apr 14, 2022

First registration

Apr 21, 2023

Dual registered

yes, broker-dealer

Other names

DILLON STUART

IAPD individual key

7498143

• Occurred

  Nov 25, 2025
  Advisor changed firm

  Dillon Michael Stuart left Ubs Financial Services Inc. for Charles Schwab & Co., Inc. (registered 2025-12-20)

  Form ADVobserved 5 days ago
• Occurred

  Sep 14, 2023
  Advisor changed firm

  Dillon Michael Stuart left Vanguard Advisers, Inc. for Ubs Financial Services Inc. (registered 2023-09-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:18b5384f-1653-7cf6-4d87-8035e83affce

First observed

Apr 21, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.