DFX Intelligence

T••••• N• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

T••••• N• L•••••

Advisor at A•••• S••••••••• G••••• L••

HIGHLANDS RANCH, CO | AVON, CO

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Search this name across graphsid dfx:ria:18b805d7-d3cd-bc07-c875-b4f67500de1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1981 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• S••••••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• S••••••••• G••••• L••	State registered	Feb 4, 2010	n/a	yes	HIGHLANDS RANCH, CO\|AVON, CO	Current employment

Relationships

Registered with (1)

→ A•••• S••••••••• G••••• L••Registered adviserregistration: current employment
Feb 4, 2010 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18b805d7-d3cd-bc07-c875-b4f67500de1d
First observed: Dec 1, 1981
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.