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Advisor at LPL FINANCIAL LLC
MIDVALE, UT | TAYLORSVILLE, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 20, 2007 | n/a | yes | TAYLORSVILLE, UT|MIDVALE, UT | Current employment |
| SECU BROKERAGE SERVICES | n/a | May 9, 2007 | Sep 12, 2007 | no | WEST JORDAN, UT | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 24, 2006 | May 1, 2007 | no | OREM, UT|SALT LAKE CITY, UT|PROVO, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECU BROKERAGE SERVICES | LPL FINANCIAL LLC | Sep 12, 2007 | Sep 20, 2007 | 8 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | SECU BROKERAGE SERVICES | May 1, 2007 | May 9, 2007 | 8 | Firm change | Other |