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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RADIANCE ASSET MANAGEMENT, LLC

CRD 157378

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18c50397-75aa-8649-9456-70bb00c4d26d

Data as of Mar 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2011 to Mar 9, 2017
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $13.0MItem 5.F on the latest filing (2017-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 6
SEC number: 801-78053
CRD: 157378
Filings on the tape: 9
First filed: Dec 13, 2011
Latest filed: Mar 9, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARMOUR, DANA, LYNN	Manager	F	yes	03/2012	Oct 31, 2013	Mar 9, 2017
JOHNSON, HENRY, P	CHIEF OPERATING OFFICER OF TS CAPITAL, LLC	F	yes	12/2015	Feb 19, 2016	Mar 9, 2017
SINGH, TINA, K	CHIEF EXECUTIVE OFFICER AND MANAGER	C	yes	06/2009	Dec 13, 2011	Mar 9, 2017
SULLIVAN, CORNELIUS, JOSEPH	MANAGING DIRECTOR	Na	yes	01/2013	May 7, 2013	Mar 9, 2017
TS CAPITAL, LLC	OWNER, MANAGER	E	yes	03/2012	Dec 13, 2011	Mar 9, 2017
VAINISI, JEROME, ARTHUR	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Dec 13, 2011	Mar 9, 2017
VAINISI, JEROME, ARTHUR	MANAGER AND CO-DIRECTOR OF SALES AND MARKETING	C	yes	01/2010	Dec 13, 2011	Mar 9, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TSC DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 9, 2017	$13.0M	$0	3	3	n/a	n/a	n/a
2015	Feb 19, 2016	$38.1M	$0	3	3	n/a	n/a	n/a
2014	Feb 19, 2015	$26.0M	$0	3	3	n/a	n/a	n/a
2013	Feb 12, 2014	$9.5M	$9.5M	3	3	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$13.0M	$38.1M	-65.9%	$9.5M	11.1%	3	3	n/a	n/a

Relationships

Controls (6)

← SINGH, TINA, KOwnerCHIEF EXECUTIVE OFFICER AND MANAGER, ownership code C, individual
Dec 13, 2011 to presentfactForm ADV
← VAINISI, JEROME, ARTHUROwnerMANAGER AND CO-DIRECTOR OF SALES AND MARKETING, ownership code C, individual
Dec 13, 2011 to presentfactForm ADV
← SULLIVAN, CORNELIUS, JOSEPHOwnerMANAGING DIRECTOR, ownership code NA, individual
May 7, 2013 to presentfactForm ADV
← JOHNSON, HENRY, POwnerCHIEF OPERATING OFFICER OF TS CAPITAL, LLC, ownership code F, individual
Feb 19, 2016 to presentfactForm ADV
← ARMOUR, DANA, LYNNOwnerMANAGER, ownership code F, individual
Oct 31, 2013 to presentfactForm ADV
← TS CAPITAL, LLCOwnerOWNER, MANAGER, ownership code E, domestic entity
Dec 13, 2011 to presentfactForm ADV

Dated events

Occurred
May 7, 2013
First Form ADV filing
Radiance Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18c50397-75aa-8649-9456-70bb00c4d26d
First observed: Dec 13, 2011
Last observed: Mar 9, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RADIANCE ASSET MANAGEMENT, LLC

CRD 157378

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18c50397-75aa-8649-9456-70bb00c4d26d

Data as of Mar 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARMOUR, DANA, LYNN

Manager

yes

03/2012

Oct 31, 2013

Mar 9, 2017

JOHNSON, HENRY, P

CHIEF OPERATING OFFICER OF TS CAPITAL, LLC

yes

12/2015

Feb 19, 2016

Mar 9, 2017

SINGH, TINA, K

CHIEF EXECUTIVE OFFICER AND MANAGER

yes

06/2009

Dec 13, 2011

Mar 9, 2017

SULLIVAN, CORNELIUS, JOSEPH

MANAGING DIRECTOR

yes

01/2013

May 7, 2013

Mar 9, 2017

TS CAPITAL, LLC

OWNER, MANAGER

yes

03/2012

Dec 13, 2011

Mar 9, 2017

VAINISI, JEROME, ARTHUR

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

12/2015

Dec 13, 2011

Mar 9, 2017

VAINISI, JEROME, ARTHUR

MANAGER AND CO-DIRECTOR OF SALES AND MARKETING

yes

01/2010

Dec 13, 2011

Mar 9, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TSC DISTRIBUTORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 9, 2017

$13.0M

n/a

2015

Feb 19, 2016

$38.1M

n/a

2014

Feb 19, 2015

$26.0M

n/a

2013

Feb 12, 2014

$9.5M

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$13.0M

$38.1M

-65.9%

$9.5M

11.1%

n/a