DFX Intelligence

T•••••• A•• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T•••••• A•• K•••••

Advisor at L•• F•••••••• L••

HACKENSACK, NJ

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Search this name across graphsid dfx:ria:18c81481-27b1-ce41-1710-5fd3c57b0be5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 17, 2025	n/a	yes	HACKENSACK, NJ	Current employment
P•••••• P•••••••• P•••••••• L••	Former SEC adviser	Mar 7, 2016	Apr 8, 2025	no	WYCKOFF, NJ\|PARAMUS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••• P•••••••• L••	L•• F•••••••• L••	Apr 8, 2025	Mar 17, 2025	-22	Firm change	RIA to ibd
I•••••• P•••••• A•••••••• L••	P•••••• P•••••••• P•••••••• L••	May 2, 2016	Mar 7, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
165616:6413:NJ:2025-04-08	Apr 8, 2025	Mar 17, 2025	PARAMUS, NJ	Firm change
169017:165616:NJ:2016-05-02	May 2, 2016	Mar 7, 2016	BRIDGEWATER, NJ	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ P•••••• P•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2016 to Apr 8, 2025factForm ADV
→ I•••••• P•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 18, 2014 to May 2, 2016factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
T•••••• A•• K••••• left P•••••• P•••••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2025-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18c81481-27b1-ce41-1710-5fd3c57b0be5
First observed: May 16, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.