DFX Intelligence

G•••• K••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

G•••• K••••• W•••

Advisor at D••••••••• S••••••••• L••

SADDLE BROOK, NJ

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Search this name across graphsid dfx:ria:18c9c0e4-34ca-809c-10c6-5c815dee6399

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• S••••••••• L••	State registered	Nov 14, 2012	n/a	yes	SADDLE BROOK, NJ	Current employment
U•• F•••••••• S••••••••• L••	Independent wealth	Mar 31, 2008	Oct 24, 2012	no	ADA, MI\|FRANKLIN LAKES, NJ\|FRANKLIN LAKES, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••••• L••	D••••••••• S••••••••• L••	Oct 24, 2012	Nov 14, 2012	21	Firm change	Other

Relationships

Registered with (2)

→ D••••••••• S••••••••• L••Registered adviserregistration: current employment
Nov 14, 2012 to presentfactForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2008 to Oct 24, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18c9c0e4-34ca-809c-10c6-5c815dee6399
First observed: Mar 31, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.