DFX Intelligence

M••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M••• A••••••• L••

CRD 284792

NEW YORK, NY

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Search this name across graphsid dfx:ria:18cd2892-159a-7258-a5ae-0af1581a9f66

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 16
On other graphs: 0
Observed: Oct 21, 2016 to Mar 30, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $509M••• Locked
Discretionary RAUM: $509M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••• O•••• M••••• F••• L•	Hedge Fund	$37.1M	Mar 30, 2023	2	Feb 21, 2017	reported	021-278284

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• L••••• A••••••	CHIEF OPERATING OFFICER	Na	yes	03/2022	Mar 28, 2022	Mar 29, 2024
D•••••• S••••• E••••••••	Cco	Na	yes	06/2022	Jun 15, 2022	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$509M	$436M	16.7%	$70.4M	93.4%	4	4	0	0

Relationships

Advises (1)

→ M••• O•••• M••••• F••• L•Private fundHedge Fund, IA
Feb 21, 2017 to presentfactForm ADV

Controls (4)

← A•••••••• L••••• A••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2022 to Mar 29, 2024factForm ADV
← D•••••• S••••• E••••••••OwnerCCO, ownership code NA, individual
Jun 15, 2022 to Mar 29, 2024factForm ADV
← N•••••• M••••• N••OwnerMEMBER, ownership code C, individual

Dated events

Occurred
Apr 1, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$328M
Occurred
Jun 15, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 15, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18cd2892-159a-7258-a5ae-0af1581a9f66
First observed: Oct 21, 2016
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.