DFX Intelligence

P•••••• F• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

P•••••• F• S••••

Advisor at H••••••• A•••• A••••••• L•••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:18de5022-5366-8501-9f23-60821ff4fa90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 8, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• A•••• A••••••• L•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• A•••• A••••••• L•••• L••	Independent wealth	Jul 9, 2007	n/a	yes	HOUSTON, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 8, 1994	Jul 25, 2007	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	H••••••• A•••• A••••••• L•••• L••	Jul 25, 2007	Jul 9, 2007	-16	Firm change	Other

Relationships

Registered with (2)

→ H••••••• A•••• A••••••• L•••• L••Registered adviserregistration: current employment
Jul 9, 2007 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 8, 1994 to Jul 25, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18de5022-5366-8501-9f23-60821ff4fa90
First observed: Mar 8, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.