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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ANDERSON, SC | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 2, 2024 | n/a | yes | PLYMOUTH, MN|ANDERSON, SC | Current employment |
| FINTRUST CAPITAL ADVISORS, LLC | Former SEC adviser | Mar 23, 2018 | Oct 3, 2024 | no | ANDERSON, SC | Previous registration |
| FINTRUST INVESTMENT ADVISORY SERVICES, LLC | Former SEC adviser | Jun 29, 2009 | Mar 28, 2018 | no | GREENVILLE, SC|ANDERSON, SC | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 1, 2009 | no | ANDERSON, SC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 8, 1998 | Jun 1, 2009 | no | ANDERSON, SC|ANDERSON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINTRUST CAPITAL ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Oct 3, 2024 | Oct 2, 2024 | -1 | Firm change | RIA to ibd |
| FINTRUST INVESTMENT ADVISORY SERVICES, LLC | FINTRUST CAPITAL ADVISORS, LLC | Mar 28, 2018 | Mar 23, 2018 | -5 | Firm change | Other |
| MORGAN STANLEY | FINTRUST INVESTMENT ADVISORY SERVICES, LLC | Jul 1, 2009 | Jun 29, 2009 | -2 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145460:116407:SC:2024-10-03 | Oct 3, 2024 | Oct 2, 2024 | ANDERSON, SC | Firm change |
| 139887:145460:SC:2018-03-28 | Mar 28, 2018 | Mar 23, 2018 | ANDERSON, SC | Firm change |