D•••• A• K•••••

Advisor at S•••••• A••••••• G••••• L••

CHICAGO, IL | HALFMOON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18f013b1-bf31-2e16-9385-6941045e9343

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A••••••• G••••• L••	Independent wealth	Nov 7, 2022	n/a	yes	HALFMOON, NY\|CHICAGO, IL	Current employment
S•••••• A••••••• G••••• L••	Independent wealth	Jul 26, 2022	Nov 4, 2022	no	CHICAGO, IL\|HALFMOON, NY

Relationships

Registered with (1)

→ S•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Jul 26, 2022 to Nov 4, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18f013b1-bf31-2e16-9385-6941045e9343
First observed: Jul 26, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.