DFX Intelligence

C••• N•••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••• N•••••• W••••• M•••••••••

C••• N•••••• W••••• M•••••••••, LLC, CRD 159002

HUNTINGTON BEACH, CA

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Search this name across graphsid dfx:ria:18f37731-f105-aa5e-08b1-95c97a0cb93b

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2011 to May 15, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $355M••• Locked
Discretionary RAUM: $355M
Private client RAUM: $355Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $177Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• M•••••• C•••	Certified Financial Planner	SHERMAN OAKS, CA	14	26	2	no
D••••• S•••• N••••••	Certified Financial Planner	HUNTINGTON BEACH, CA	14	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••• C••• I•••	MANAGING PARTNER	D	yes	01/2013	Sep 14, 2017	Oct 31, 2024
C•••• B••••• M••••••	Shareholder	E	yes	05/2013	Nov 10, 2011	Oct 31, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$355M	$302M	17.7%	$198M	21.5%	2	2	1	1

Relationships

Registered with (2)

← D••••• S•••• N••••••Advisorregistration: current employment
Oct 5, 2011 to presentfactForm ADV
← B•••• M•••••• C•••Advisorregistration: current employment
Sep 30, 2011 to presentfactForm ADV

Controls (4)

← N••••••• D•••••• S••••OwnerSHAREHOLDER, ownership code E, individual
Nov 10, 2011 to Oct 31, 2024factForm ADV
← C•••• B••••• M••••••

Dated events

Occurred
Mar 27, 2017
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18f37731-f105-aa5e-08b1-95c97a0cb93b
First observed: Nov 10, 2011
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.