DFX Intelligence

D••••• S•••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

D••••• S•••• V•••••••

Advisor at T••••••• I••••••••• A•••••••• L••

HUNTERSVILLE, NC

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Search this name across graphsid dfx:ria:18f51e6e-43ad-2a78-0bff-c009536200f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• A•••••••• L••	State registered	Sep 18, 2022	n/a	yes	HUNTERSVILLE, NC	Current employment
S•• G•••• L••	n/a	Mar 22, 2016	Dec 13, 2022	no	HUNTERSVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• G•••• L••	T••••••• I••••••••• A•••••••• L••	Dec 13, 2022	Sep 18, 2022	-86	Firm change after gap	Other
T••••••• I••••••••• A•••••••• L••	S•• G•••• L••	Dec 1, 2014	Jul 3, 2014

Relationships

Registered with (3)

→ T••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2013 to Dec 1, 2014factForm ADV
→ S•• G•••• L••Registered adviserregistration: previous registration
Mar 22, 2016 to Dec 13, 2022factForm ADV
→ T••••••• W••••• R••Registered adviserregistration: previous registration
Jan 11, 2011 to Dec 26, 2013factForm ADV

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18f51e6e-43ad-2a78-0bff-c009536200f1
First observed: Sep 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.