DFX Intelligence

N••••••• L••••••• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

N••••••• L••••••• J•••

Advisor at C••••••• P••••••• I••••••••• A•••••••• L••

KNOXVILLE, TN | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:18f61692-46b8-90de-b231-0367119c784c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 2, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Aug 8, 2013	n/a	yes	NEWPORT BEACH, CA\|KNOXVILLE, TN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Dec 15, 2025	no	KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Dec 15, 2025	n/a	n/a	Departure no registered destination	Departure
C••••• A•••••• N••••••• L••	C••••••• P••••••• I••••••••• A•••••••• L••	Jun 29, 2023	Aug 8, 2013	-3,612

Relationships

Registered with (5)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 8, 2013 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Dec 15, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 3, 2013 to Jun 29, 2023factForm ADV
→ S••••••• P•••••• C••••• G••••• L••

Dated events

Occurred
Dec 15, 2025
A•••••• departure
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 29, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18f61692-46b8-90de-b231-0367119c784c
First observed: Feb 2, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.