H•• D• L••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19046f94-0486-7d59-8e45-4815b54f18b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 1, 2021	n/a	yes	NEW HYDE P•••, NY\|CORONA, NY\|FLUSHING, NY\|FLUSHING, NY\|FLUSHING, NY\|CORONA, NY\|NEW HYDE P•••, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Dec 11, 2017	Jun 15, 2021	no	Greenwich, CT\|Whitestone, NY\|Jamaica, NY\|Bay Shore, NY\|Brooklyn, NY\|Flushing, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	L•• F•••••••• L••	Jun 15, 2021	Jun 1, 2021	-14	Firm change	Ibd to ibd
L•• F•••••••• L••	C•••••••• G••••• M•••••• I•••	Dec 20, 2017	Dec 11, 2017

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 5, 2013 to Dec 20, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Dec 11, 2017 to Jun 15, 2021factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 9, 2011 to Mar 19, 2013factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19046f94-0486-7d59-8e45-4815b54f18b3
First observed: May 6, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.