DFX Intelligence

S••••• R••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

S••••• R••••• H•••••

Advisor at J•••••• W••••• I•••

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:190a0513-92dc-ed1b-faaf-afbe983d0560

Data as of Sep 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2006 to Sep 21, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• W••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• W••••• I•••	Mixed wealth	Aug 18, 2026	n/a	yes	MILWAUKEE, WI	Current employment
J•••••• W••••• I•••	Mixed wealth	Aug 18, 2026	n/a	yes	MILWAUKEE, WI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	J•••••• W••••• I•••	Sep 19, 2026	Aug 18, 2026	-32	Firm change after gap	Ibd to RIA
A••••• A•• P••••••• S•••••••	C•••••• S••••• • C••• I•••	Nov 13, 2020	Apr 15, 2021

Relationships

Registered with (4)

→ J•••••• W••••• I•••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 15, 2021 to Sep 19, 2026factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jan 2, 2018 to Nov 13, 2020factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Sep 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved yesterday

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:190a0513-92dc-ed1b-faaf-afbe983d0560
First observed: Oct 9, 2006
Last observed: Sep 21, 2026 2 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.