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Advisor at OSAIC INSTITUTIONS, INC.
Valdosta, GA | MERIDEN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | May 4, 2020 | n/a | yes | MERIDEN, CT|Valdosta, GA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 15, 2018 | Apr 30, 2020 | no | VALDOSTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | OSAIC INSTITUTIONS, INC. | Apr 30, 2020 | May 4, 2020 | 4 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:35371:GA:2020-04-30 | Apr 30, 2020 | May 4, 2020 | VALDOSTA, GA | Firm change |