DFX Intelligence

K••••• H••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

K••••• H••••• M•••••••

Advisor at C••••• I••••••••• A••••••• L••

AIEA, HI

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Search this name across graphsid dfx:ria:19116c74-15db-0432-fbe9-4a577fadde0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 18, 2017	n/a	yes	AIEA, HI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 5, 2011	Apr 27, 2017	no	PEARL CITY, HI\|HONOLULU, HI\|HONOLULU, HI\|AIEA, HI\|PEARL CITY, HI\|PEARL CITY, HI\|HONOLULU, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Apr 27, 2017	Apr 18, 2017	-9	Firm change	Other
U•••• F•••••••• S••••••• G••••• I•••	L•• F•••••••• L••	Jul 5, 2011	Jul 5, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:105644:HI:2017-04-27	Apr 27, 2017	Apr 18, 2017	HONOLULU, HI	Firm change

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 18, 2017 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 5, 2011 to Apr 27, 2017factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 13, 2005 to Jul 5, 2011factForm ADV
→ D•• I••••••• S•••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19116c74-15db-0432-fbe9-4a577fadde0a
First observed: Mar 11, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.