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A•••••• E••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

A•••••• E••••• C••••

Advisor at C•••• F•••••••• S•••••••• I•••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:191b2044-2396-4b88-5ec1-7bb0fad61584

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• F•••••••• S•••••••• I•••	Independent wealth	Apr 13, 2006	n/a	yes	KNOXVILLE, TN	Current employment
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Sep 3, 2008	Sep 4, 2008	no	KNOXVILLE, TN\|KNOXVILLE, TN\|JACKSON, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• O•• S••••••••• I•••	n/a	Sep 4, 2008	n/a	n/a	Departure no registered destination	Departure
S•• A•••••••• I•••	C•••• F•••••••• S•••••••• I•••	Jul 3, 2007	Apr 13, 2006	-446

Relationships

Registered with (4)

→ C•••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 13, 2006 to presentfactForm ADV
→ S••••• O•• S••••••••• I•••Registered adviserregistration: previous registration
Sep 3, 2008 to Sep 4, 2008factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2004 to Jul 3, 2007factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:191b2044-2396-4b88-5ec1-7bb0fad61584
First observed: Apr 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.