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D•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

D•••••• G•••••

Advisor at M••••• S••••••

Modesto, CA

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Search this name across graphsid dfx:ria:1920fd56-9c4b-5c0e-351d-478e567fb351

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 7, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 14, 2026	n/a	yes	Modesto, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 7, 2021	Sep 9, 2026	no	DIXON, CA\|STOCKTON, CA\|SAN DIEGO, CA\|NAPA, CA\|MANTECA, CA\|STOCKTON, CA\|TRACY, CA\|STOCKTON, CA\|OAKDALE, CA\|PINE GROVE, CA\|RIPON, CA\|FAIRFIELD, CA\|ANGELS CAMP, CA\|MODESTO, CA\|MODESTO, CA\|STOCKTON, CA\|RIO VISTA, CA\|BRENTWOOD, CA\|ELK GROVE, CA\|TURLOCK, CA\|LODI, CA\|SONORA, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• S••••••	Sep 9, 2026	Aug 14, 2026	-26	Firm change	Ibd to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 7, 2021 to Sep 9, 2026factForm ADV

Dated events

Occurred
Sep 9, 2026
Advisor changed firm
D•••••• G••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2026-08-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1920fd56-9c4b-5c0e-351d-478e567fb351
First observed: May 7, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.