DFX Intelligence

A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••••• L••

CRD 143611

NEW YORK, NY

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Search this name across graphsid dfx:ria:1924aa49-04f4-8560-04d0-0cb2b165e719

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 3
On other graphs: 3
Observed: Feb 10, 2012 to Mar 31, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• L••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

A••••••• L••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

A••••••• L••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.3B••• Locked
Discretionary RAUM: $9.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 37

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••• H••••• P••••••• V•• L•••	Private Equity Fund	$2.7B	Mar 29, 2024	64	Mar 29, 2024	reported	021-488065
A•••••• H••••• P••••••• V• L•••	Private Equity Fund	$1.9B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• G•••••• E•••••	LIMITED PARTNER	D	yes	05/2007	Feb 10, 2012	Mar 29, 2024
A••••••••• G•••••• E•••••	Member	D	yes	05/2007	Feb 10, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• C••••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
A•• C••••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
A•• I• G•• L•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.3B	$9.7B	-3.7%	$4.8B	25.2%	37	35	1	0

Relationships

Advises (20)

→ A•••••• H••••• P••••••• V• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ A•••••• V••••••• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ A•••••• C••••••••• P••••••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ A•••••• V•••••• L•••

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
A••••••• L•• reported RAUM $9.4B, up 98% from $4.8B (2023-03-31 to 2024-03-29)
Form ADVobserved 7 days ago
$4.7B
Occurred
Mar 31, 2021
Regulatory AUM changed
A••••••• L•• reported RAUM $5.2B, up 95% from $2.7B (2020-03-30 to 2021-03-31)
Form ADVobserved 7 days ago
$2.5B
Occurred
Mar 29, 2018
Regulatory AUM changed
A••••••• L•• reported RAUM $2.4B, up 121% from $1.1B (2017-06-29 to 2018-03-29)
Form ADVobserved 7 days ago
$1.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1924aa49-04f4-8560-04d0-0cb2b165e719
First observed: Feb 10, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.