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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Anderson, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 24, 2009 | n/a | yes | Anderson, IN | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 14, 2009 | no | Indianapolis, IN | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 9, 2003 | Jun 1, 2009 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Dec 10, 1998 | Jun 9, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Aug 14, 2009 | Jul 24, 2009 | -21 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| PRUDENTIAL EQUITY GROUP, LLC | CITIGROUP GLOBAL MARKETS INC. | Jun 9, 2003 | Jun 9, 2003 | 0 | Firm change | Other |