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RIA / WealthAdvisor33 years in industry

AUDREY SANDERS

Advisor at WEALTHCARE CAPITAL MANAGEMENT LLC

RICHMOND, VA | BROOKLYN, NY

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Search this name across graphsid dfx:ria:192873bf-3b74-104a-9cd0-55d79f54e403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCARE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 26, 1993
First registration: Jun 12, 2002
Dual registered: no
Other names: AUDREY JEAN SANDERS
IAPD individual key: 1535416

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHCARE CAPITAL MANAGEMENT LLC	Independent wealth	Apr 16, 2024	n/a	yes	RICHMOND, VA\|BROOKLYN, NY	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 12, 2017	Jun 7, 2024	no	NEW YORK, NY\|New York, NY\|New York, NY\|New York, NY\|Long Island City, NY\|NEW YORK, NY\|New York, NY\|New York, NY\|Uniondale, NY\|Fort Mill, SC\|New York, NY\|Fort Lee, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jan 10, 2017	no	SHORT HILLS, NJ\|SHORT HILLS, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 12, 2002	Jul 1, 2003	no	SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	WEALTHCARE CAPITAL MANAGEMENT LLC	Jun 7, 2024	Apr 16, 2024	-52	Firm change after gap	Ibd to RIA
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Jan 10, 2017	Jan 12, 2017	2	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WEALTHCARE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 16, 2024 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 12, 2017 to Jun 7, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jan 10, 2017factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 12, 2002 to Jul 1, 2003factForm ADV

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
Audrey Sanders left Citigroup Global Markets Inc. for Wealthcare Capital Management Llc (registered 2024-04-16)
Form ADVobserved 4 days ago