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Advisor at LPL FINANCIAL LLC
KINGSPORT, TN | HENDERSONVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 29, 2018 | n/a | yes | KINGSPORT, TN|HENDERSONVILLE, NC | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Nov 23, 2016 | Mar 2, 2018 | no | KINGSPORT, TN | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Nov 23, 2016 | Dec 31, 2016 | no | KINGSPORT, TN | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Nov 27, 2012 | Nov 8, 2016 | no | ROGERSVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Mar 2, 2018 | Mar 29, 2018 | 27 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Nov 23, 2016 | -38 | Bulk transfer | Other |
| U.S. BANCORP INVESTMENTS, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Nov 8, 2016 | Nov 23, 2016 | 15 | Firm change | Other |