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Reading the graph
Advisor at ONE CAPITAL MANAGEMENT, LLC
Newport Beach, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 19, 2021 | n/a | yes | Newport Beach, CA|WESTLAKE VILLAGE, CA | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | May 11, 2011 | Mar 24, 2021 | no | NEWPORT BEACH, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | ONE CAPITAL MANAGEMENT, LLC | Mar 24, 2021 | Mar 19, 2021 | -5 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 20472:114861:CA:2021-03-24 | Mar 24, 2021 | Mar 19, 2021 | SAN FRANCISCO, CA | Firm change |