DFX Intelligence

J••• W••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J••• W••••• S••••••

Advisor at R••••••••• W••••• L••

••• Locked

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Search this name across graphsid dfx:ria:19377079-f8fa-407c-cf5d-8248a3ce9b5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jun 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• F•••••••• P•••••••• L••	No RAUM reported	Aug 20, 2026	n/a	yes	CRESTED BUTTE, CO\|OAK BROOK, IL	Current employment
R••••••••• F•••••••• P•••••••• L••	No RAUM reported	Aug 20, 2026	n/a	yes	CRESTED BUTTE, CO\|OAK BROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A••••••• L••	R••••••••• W••••• L••	Sep 14, 2026	Aug 20, 2026	-25	Firm change	RIA to RIA
O•••••• P•••••••• L•	I•••••• A••••••• L••	Nov 28, 2023	Dec 11, 2023

Relationships

Registered with (7)

→ R••••••••• W••••• L••Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ R••••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ I•••••• A••••••• L••Registered adviserregistration: previous registration
Dec 11, 2023 to Sep 14, 2026factForm ADV
→ O•••••• P•••••••• L•

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19377079-f8fa-407c-cf5d-8248a3ce9b5d
First observed: Jun 11, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.