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N•••• J••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

N•••• J••• L•••••••••

Advisor at K••••••• F•••••••• S•••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:193a4f7f-0090-63de-14c8-306bceb56ec4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• S•••••••• L••	Independent wealth	Jun 5, 2020	n/a	yes	OMAHA, NE	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 9, 2007	Jun 30, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	K••••••• F•••••••• S•••••••• L••	Jun 30, 2020	Jun 5, 2020	-25	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13572:308397:NE:2020-06-30	Jun 30, 2020	Jun 5, 2020	OMAHA, NE	Firm change

Relationships

Registered with (2)

→ K••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 5, 2020 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 9, 2007 to Jun 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:193a4f7f-0090-63de-14c8-306bceb56ec4
First observed: Nov 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.