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K••• S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K••• S•••• S••••••

Advisor at K••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:1948b64d-2582-2971-3e7a-9964c0c66a16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••	Independent wealth	Jan 14, 2009	n/a	yes	ST. LOUIS, MO	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jun 18, 2009	Dec 31, 2009	no	Saint Louis, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	n/a	Dec 31, 2009	n/a	n/a	Departure no registered destination	Departure
S••••••• F•••••••• S•••••••• I•••	K••••••	Jan 8, 2009	Jan 14, 2009

Relationships

Registered with (3)

→ K••••••Registered adviserregistration: current employment
Jan 14, 2009 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2009 to Dec 31, 2009factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2002 to Jan 8, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1948b64d-2582-2971-3e7a-9964c0c66a16
First observed: Apr 19, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.