J•••• A• S••••

Advisor at O•••••• C•••••• A••••••• I•••

BALA CYNWYD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:194bd2ac-f0c3-6e43-5c29-a3b99b3446c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C•••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C•••••• A••••••• I•••	Independent wealth	Dec 27, 2018	n/a	yes	BALA CYNWYD, PA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 19, 2016	Dec 26, 2018	no	BALA CYNWYD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	O•••••• C•••••• A••••••• I•••	Dec 26, 2018	Dec 27, 2018	1	Firm change	Ibd to RIA
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:299034:PA:2018-12-26	Dec 26, 2018	Dec 27, 2018	BALA CYNWYD, PA	Firm change

Relationships

Registered with (4)

→ O•••••• C•••••• A••••••• I•••Registered adviserregistration: current employment
Dec 27, 2018 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Dec 26, 2018factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2013 to Sep 22, 2016factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:194bd2ac-f0c3-6e43-5c29-a3b99b3446c5
First observed: Nov 25, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.