DFX Intelligence

D••••• J•• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

D••••• J•• D••••

Advisor at C••• L••

Grand Rapids, MI | OMAHA, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jan 18, 2022	n/a	yes	OMAHA, NE\|Grand Rapids, MI	Current employment
F•• F••••••••	n/a	May 9, 2018	Nov 21, 2022	no	GRAND RAPIDS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• F••••••••	C••• L••	Nov 21, 2022	Jan 18, 2022	-307	Firm change after gap	Other
F••••• C•••••• M•••••••••	F•• F••••••••	Jun 20, 2018	May 9, 2018

Relationships

Registered with (3)

→ C••• L••Registered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ F•• F••••••••Registered adviserregistration: previous registration
May 9, 2018 to Nov 21, 2022factForm ADV
→ F••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jun 25, 2010 to Jun 20, 2018factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 25, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.