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A••• B••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

A••• B••••••• S••••

Advisor at A••••• C•••••• P•••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:194eb5ca-4227-cd6b-9254-7f74dc0d85ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• C•••••• P•••••••• L••	Independent wealth	Nov 24, 2025	n/a	yes	LOS ANGELES, CA	Current employment
G•••• D••••••• P••••••• I••	Independent wealth	Aug 17, 2010	Jun 15, 2012	no	MANHATTAN BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• D••••••• P••••••• I••	A••••• C•••••• P•••••••• L••	Jun 15, 2012	Nov 24, 2025	4,910	Firm change after gap	Other
M••••• S••••••	G•••• D••••••• P••••••• I••	Jul 22, 2010	Aug 17, 2010

Relationships

Registered with (6)

→ A••••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ G•••• D••••••• P••••••• I••Registered adviserregistration: previous registration
Aug 17, 2010 to Jun 15, 2012factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jul 22, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:194eb5ca-4227-cd6b-9254-7f74dc0d85ea
First observed: Jan 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.