DFX Intelligence

A•••••••• B•••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

A•••••••• B•••• O•••

Advisor at M•• I•••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1951d5eb-ee2b-63a8-d924-5f816d5c144b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 18, 2024	n/a	yes	Marshfield, MA\|BOSTON, MA\|NEEDHAM, MA\|RANCHO MIRAGE, CA	Current employment
E•••• C••••••	State registered	Oct 26, 2021	Sep 6, 2023	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• C••••••	M•• I•••••••• S•••••••• L••	Sep 6, 2023	Jan 18, 2024	134	Firm change	Other

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 18, 2024 to presentfactForm ADV
→ E•••• C••••••Registered adviserregistration: previous registration
Oct 26, 2021 to Sep 6, 2023factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1951d5eb-ee2b-63a8-d924-5f816d5c144b
First observed: Oct 26, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.